3/13/2010 Contact Us Visit Us
Login View Courses Register System Test FAQ

For Technical Support, please call 800-590-6867

Available Courses

Instructions + Legend

  • You may only use Windows Internet Explorer 6 or better as your web browser to successfully complete the seminar.
  • Click on a title to view information for that course.
  • To purchase a course, you must first register on the site. If you've already registered, make sure you are logged in.
  • If there is a date displayed under the End Date column, it will no longer be available after that date.
  • Please complete all segments prior to the End Date.
  • Please note that refunds can not be issued once you have purchased a course.
  • Northwestern Law CLE Online has been accredited by the state of Illinois. For all other states, please contact your state bar for individual requirements and instructions on seeking credit. For more information, visit our Frequently Asked Questions.


Practice Areas

» 2008-2009 Financial Crisis 
» Accounting/Auditing 
» Capital Markets 
» Corporate Counsel 
» Corporate Counsel Institute-Chicago 
» Corporate Counsel Institute-San Francisco 
» Corporate Governance 
» Criminal Law 
» Disclosure & Related Topics 
» Enforcement & Judicial Developments 
» Forensic Science 
» International 
» Legal Ethics and Professionalism 
» Mergers & Acquisitions 
» Other Securities Topics & Discussions 
» Ray Garrett Jr. Corporate and Securities Law Institute 
» SEC Senior Staff Updates 
» Securities Offering Reform 
» Securities Regulation Institute 
Type View Course Information n/a Minutes Fee End Date
2008-2009 Financial Crisis
Type of Course Judicial Developments Arising Out of the Market Turmoil and Increased Shareholder Activism
Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The Delaware Supreme Court's CA, Inc. decision, on certification from the SEC
  • Other major securit...
  •     90.00  $89.00  
    Type of Course Securities Practice in the Current Market Environment
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Current regulatory environment and market conditions
  • Impact on capital market transactions for non-financi...
  •     90.00  $89.00  
    Type of Course The SEC in Transition: Change in the Air
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • A roundtable discussion with previous Institute Chairs

    Length: Approximately 90 minutes
    Materials...
  •     60.00  $89.00  
    Accounting/Auditing
    Type of Course Accounting in the Limelight
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • FAS 157 and the fallout from fair value accounting
  • Contingencies and FAS 5
  • IFRS for U.S. companies: t...
  •     90.00  $89.00  
    Type of Course Collateral Damage Resulting from the Restatement Process
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Delisting from NASDAQ and NYSE
  • Effect on indentures and bank credit agreements
  • Form S-3 ...
  •     60.00  $29.00  
    Type of Course Developments in Accounting, Capital Raising, and Disclosure
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The new world of Rule 144
  • Raising capital in a challenging market
  • Accounting issues and p...
  •     60.00  $29.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'09
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     75.00  $75.00  
    Type of Course Selected Hot Accounting Topics for Counsel
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Materiality in interium periods
  • Qualitative factors in a materiality analysis
  • Management Guidance and...
  •     55.00  $29.00  
    Capital Markets
    Type of Course Global Capital Market Developments
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Venture financings and public offerings: legal developments and market trends
  • IPOs and the auction pricing...
  •     90.00  $89.00  
    Type of Course Developments in Accounting, Capital Raising, and Disclosure
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The new world of Rule 144
  • Raising capital in a challenging market
  • Accounting issues and p...
  •     60.00  $29.00  
    Type of Course Securities Practice in the Current Market Environment
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Current regulatory environment and market conditions
  • Impact on capital market transactions for non-financi...
  •     90.00  $89.00  
    Type of Course Understanding the Credit Crisis and Its Fallout-An Orientation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • A look at the possible root causes of the current credit crisis and their implications for today’s ...
  •     30.00  $29.00  
    Corporate Counsel
    Type of Course How to Work with the SEC Corporation Finance Staff-A "How-To" Session
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • How to respond to comments
  • Communicating with the staff
  • Appealing staff decisions
  • Impact of publ...
  •     45.00  $29.00  
    Type of Course Case Studies Addressing Ethics and Malpractice in Corporate Transactions
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Finding the traps in the transactional practices
  • Identifying and avoiding conflicts of interes...
  •     60.00  $29.00  
    Type of Course Collateral Damage Resulting from the Restatement Process
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Delisting from NASDAQ and NYSE
  • Effect on indentures and bank credit agreements
  • Form S-3 ...
  •     60.00  $29.00  
    Type of Course Corporate Governance Issues-Shareholder Power
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Shareholder access
  • Dealing with a dissident or hedge fund directors
  • Living with majority voting
  • ...
  •     90.00  $49.00  
    Type of Course Counseling the Board on Shareholder Activism
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Activist goals: what's in the best interests of shareholders generally?
  • The tools employed by ...
  •     75.00  $49.00  
    Type of Course Developments in Accounting, Capital Raising, and Disclosure
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The new world of Rule 144
  • Raising capital in a challenging market
  • Accounting issues and p...
  •     60.00  $29.00  
    Type of Course Developments in Enforcement and Class Action Litigation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • 10b-5 developments-Stoneridge and Tellabs
  • Sub-prime debt investigations and litigation
  • Fo...
  •     60.00  $29.00  
    Type of Course Doing Deals in Emerging Markets
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Key issues in M&A and joint ventures
  • Barriers to getting deals done and how to clear them
  •     60.00  $29.00  
    Type of Course Enforcement and Criminal Investigations Executives Under Fire
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Are more corporate executives under individual scrutiny?
  • Factors making criminal prosecutions of executive...
  •     90.00  $49.00  
    Type of Course Ethics: The Tensions, Challenges and Professional Responsibilities of the Lawyer for the Corporation
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Vignette-based look at ethical dilemmas facing corporate attorneys today

    Length: Approximately 90 minu...
  •     90.00  $49.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'08
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     90.00  $49.00  
    Type of Course Executive Compensation and Key Disclosure Issues
    Securities Regulation Institute, January 23-25 2008, Coronado, CA

  • The SEC's report on the first year of new executive compensation disclosure rules
  • Common mistakes and misperc...
  •     70.00  $49.00  
    Type of Course Hedge Funds in the M&A Environment
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

    Hedge Funds as Stockholders
  • Growth of hedge funds as investors
  • Passive vs. active investors (HSR/1...
  •     90.00  $49.00  
    Type of Course Impact of Disclosure Rules on Executive Compensation Practice-What Should Companies Do in 2009?
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • SEC comments
  • Revisions to terms of awards
  • Evolving CD&A practices

    Length: Approx...
  •     60.00  $49.00  
    Type of Course Issues from the 2008 Proxy Season
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Review of "say on pay" and other key proposals
  • The future of proxy access

    Length: App...
  •     60.00  $29.00  
    Type of Course It's Tough in the Middle: Navigating CEO-Board Tensions While Avoiding Ethical & Liability Landmines
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Vignette-based look at ethical dilemmas facing corporate attorneys today

    Length: Approximately 90 minu...
  •     90.00  $89.00  
    Type of Course Judicial Developments and Private Litigation
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • "Scheme" liability for behind-the-scenes actors under Rule 10b-5
  • Pleading issues after Tellabs and Dura <...
  •     75.00  $49.00  
    Type of Course M&A 2008-Putting Humpty Dumpty Back Together
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The key deal termination disputes and decisions
  • Impact on deal process and terms
  • Enter th...
  •     75.00  $49.00  
    Type of Course Modern Investor Relations
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The day-to-day "real world" of public company investor relations
  • Liability for investor contra...
  •     60.00  $29.00  
    Type of Course Practical Implications of the Current Enforcement Environment
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • The Thompson Memorandum revisited
  • The new SEC penalty guidelines
  • Advising and assisting ...
  •     60.00  $29.00  
    Type of Course SEC Division of Corporation Finance: Director's Overview
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Division director John White lays out Corporation Finance's direction for 2008


    Length: Approxim...
  •     30.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Corporation Finance-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Enforcement and General Counsel-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $29.00  
    Type of Course Selected Hot Accounting Topics for Counsel
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Materiality in interium periods
  • Qualitative factors in a materiality analysis
  • Management Guidance and...
  •     55.00  $29.00  
    Type of Course Selling to Private Equity
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Interaction between management and board
  • Use and misuse of the Special Committee
  • Structu...
  •     60.00  $29.00  
    Type of Course The Changing Dynamic between Strategic and Private Equity Bidders
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Competitiveness of bid process
  • Current risks in the use of cash vs. stock
  • Comparative adv...
  •     60.00  $29.00  
    Type of Course The Delaware Perspective
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

    An exclusive and informal Q&A session with Vice Chancellor Leo E. Strine, Jr. from the Delaware Court ...
        45.00  $29.00  
    Type of Course The Delaware Perspective II
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

    Back by popular demand, Vice Chancellor Strine returns to provide updates on court activities and his...
        60.00  $29.00  
    Type of Course The Embattled Board Room - Current Issues
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Majority Voting - An Activist Success Story
  • "Proxy Access" after AFSCME v. AIG
  • Eliminati...
  •     60.00  $29.00  
    Type of Course The Impact of International Trends and Developments
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Competitiveness of U.S. markets
  • Offerings on AIM
  • Preparing for the acceptance of IFRS wihtout reconci...
  •     75.00  $49.00  
    Type of Course U.S. Capital Market Developments
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Smaller public company initiatives
  • Private offering initiatives
  • PIPES and other financing strategies ...
  •     90.00  $49.00  
    Type of Course Understanding the Credit Crisis and Its Fallout-An Orientation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • A look at the possible root causes of the current credit crisis and their implications for today’s ...
  •     30.00  $29.00  
    Corporate Governance
    Type of Course Changes in Corporate Governance and Board Concerns
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Hedge fund activism/institutional shareholder activism
  • Risk management
  • Shareholder proposals and th...
  •     90.00  $89.00  
    Type of Course Corporate Governance Issues-Shareholder Power
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Shareholder access
  • Dealing with a dissident or hedge fund directors
  • Living with majority voting
  • ...
  •     90.00  $49.00  
    Type of Course Counseling the Board on Shareholder Activism
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Activist goals: what's in the best interests of shareholders generally?
  • The tools employed by ...
  •     75.00  $49.00  
    Type of Course Modern Investor Relations
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The day-to-day "real world" of public company investor relations
  • Liability for investor contra...
  •     60.00  $29.00  
    Type of Course The Embattled Board Room - Current Issues
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Majority Voting - An Activist Success Story
  • "Proxy Access" after AFSCME v. AIG
  • Eliminati...
  •     60.00  $29.00  
    Criminal Law
    Type of Course Children as Witnesses: What We Know
    Short Course for Prosecuting Attorneys and Defense Lawyers in Criminal Cases
    July 24-27, 2006, Chicago


    Some of your most challenging witnesses will be demystified when Professor...
        60.00  $29.00  
    Type of Course Developments in Enforcement and Criminal Investigation
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The FCPA priority
  • Impact of the KPMG decision
  • DOJ policy changes
  • Legislation on government inves...
  •     90.00  $89.00  
    Type of Course The Fourth Amendment in a Nutshell
    Short Course for Prosecuting Attorneys and Defense Lawyers in Criminal Cases
    July 24-27, 2006, Chicago


    A practical (and lively) update on the rules of Search and Seizure. A prog...
        60.00  $29.00  
    Disclosure & Related Topics
    Type of Course How to Work with the SEC Corporation Finance Staff-A "How-To" Session
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • How to respond to comments
  • Communicating with the staff
  • Appealing staff decisions
  • Impact of publ...
  •     45.00  $29.00  
    Type of Course Demand for More, Better, Faster Disclosure: Practical Guidance for Public Companies & their Advisors
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Effective use of web sites as disclosure tools: SEC's web site guidance and a web site demonstration
  • Inves...
  •     85.00  $89.00  
    Type of Course Developments in Accounting, Capital Raising, and Disclosure
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The new world of Rule 144
  • Raising capital in a challenging market
  • Accounting issues and p...
  •     60.00  $29.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'09
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     75.00  $75.00  
    Type of Course Executive Compensation and Key Disclosure Issues
    Securities Regulation Institute, January 23-25 2008, Coronado, CA

  • The SEC's report on the first year of new executive compensation disclosure rules
  • Common mistakes and misperc...
  •     70.00  $49.00  
    Type of Course Impact of Disclosure Rules on Executive Compensation Practice-What Should Companies Do in 2009?
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • SEC comments
  • Revisions to terms of awards
  • Evolving CD&A practices

    Length: Approx...
  •     60.00  $49.00  
    Type of Course Issues from the 2008 Proxy Season
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Review of "say on pay" and other key proposals
  • The future of proxy access

    Length: App...
  •     60.00  $29.00  
    Type of Course SEC Division of Corporation Finance: Director's Overview
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Division director John White lays out Corporation Finance's direction for 2008


    Length: Approxim...
  •     30.00  $29.00  
    Type of Course SEC Initiatives: Getting Information to Investors in the 21st Century
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Interactive data:
    -What lawyers need to know
    -Filing using XBRL
  • IDEA (Interactive Data Electroni...
  •     50.00  $49.00  
    Enforcement & Judicial Developments
    Type of Course Developments in Enforcement and Class Action Litigation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • 10b-5 developments-Stoneridge and Tellabs
  • Sub-prime debt investigations and litigation
  • Fo...
  •     60.00  $29.00  
    Type of Course Developments in Enforcement and Criminal Investigation
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The FCPA priority
  • Impact of the KPMG decision
  • DOJ policy changes
  • Legislation on government inves...
  •     90.00  $89.00  
    Type of Course Enforcement and Criminal Investigations Executives Under Fire
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Are more corporate executives under individual scrutiny?
  • Factors making criminal prosecutions of executive...
  •     90.00  $49.00  
    Type of Course Judicial Developments and Private Litigation
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • "Scheme" liability for behind-the-scenes actors under Rule 10b-5
  • Pleading issues after Tellabs and Dura <...
  •     75.00  $49.00  
    Type of Course Judicial Developments Arising Out of the Market Turmoil and Increased Shareholder Activism
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The Delaware Supreme Court's CA, Inc. decision, on certification from the SEC
  • Other major securit...
  •     90.00  $89.00  
    Type of Course Practical Implications of the Current Enforcement Environment
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • The Thompson Memorandum revisited
  • The new SEC penalty guidelines
  • Advising and assisting ...
  •     60.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Enforcement and General Counsel-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Enforcement and General Counsel-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $59.00  
    Type of Course The Delaware Perspective
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

    An exclusive and informal Q&A session with Vice Chancellor Leo E. Strine, Jr. from the Delaware Court ...
        45.00  $29.00  
    Type of Course The Delaware Perspective II
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

    Back by popular demand, Vice Chancellor Strine returns to provide updates on court activities and his...
        60.00  $29.00  
    International
    Type of Course Global Capital Market Developments
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Venture financings and public offerings: legal developments and market trends
  • IPOs and the auction pricing...
  •     90.00  $89.00  
    Type of Course Doing Deals in Emerging Markets
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Key issues in M&A and joint ventures
  • Barriers to getting deals done and how to clear them
  •     60.00  $29.00  
    Legal Ethics and Professionalism
    Type of Course Case Studies Addressing Ethics and Malpractice in Corporate Transactions
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Finding the traps in the transactional practices
  • Identifying and avoiding conflicts of interes...
  •     60.00  $29.00  
    Type of Course Ethical Issues Confronting Transactional Counsel
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Multiple clients in the same auction process
  • Representing the fund and the portfolio company ...
  •     60.00  $29.00  
    Type of Course Ethics: The Tensions, Challenges and Professional Responsibilities of the Lawyer for the Corporation
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Vignette-based look at ethical dilemmas facing corporate attorneys today

    Length: Approximately 90 minu...
  •     90.00  $49.00  
    Type of Course It's Tough in the Middle: Navigating CEO-Board Tensions While Avoiding Ethical & Liability Landmines
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Vignette-based look at ethical dilemmas facing corporate attorneys today

    Length: Approximately 90 minu...
  •     90.00  $89.00  
    Type of Course Prosecutorial Ethics: Challenges From the Front Lines
    Pope & John Lecture Series, Prosecutorial Ethics: Challenges From the Front Lines, October 7, 2009, Chicago

    Attorney General John Kroger hosts the year's Pope & John Lecture series on ...
        60.00  $59.00  
    Mergers & Acquisitions
    Type of Course Doing Deals in Emerging Markets
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Key issues in M&A and joint ventures
  • Barriers to getting deals done and how to clear them
  •     60.00  $29.00  
    Type of Course Hedge Funds in the M&A Environment
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

    Hedge Funds as Stockholders
  • Growth of hedge funds as investors
  • Passive vs. active investors (HSR/1...
  •     90.00  $49.00  
    Type of Course M&A 2008-Putting Humpty Dumpty Back Together
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The key deal termination disputes and decisions
  • Impact on deal process and terms
  • Enter th...
  •     75.00  $49.00  
    Type of Course M&A Trends and Developments-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Ramifications of a volatile credit marketplace
  • Private equity transactions and the impact of recent Delawa...
  •     90.00  $49.00  
    Type of Course M&A Trends and Developments-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The resurgence of strategic acquirers
  • "Bear hugs" and other coercive acquisition tactics
  • The new bree...
  •     90.00  $89.00  
    Other Securities Topics & Discussions
    Type of Course How to Work with the SEC Corporation Finance Staff-A "How-To" Session
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • How to respond to comments
  • Communicating with the staff
  • Appealing staff decisions
  • Impact of publ...
  •     45.00  $29.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'08
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     90.00  $49.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'09
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     75.00  $75.00  
    Type of Course Executive Compensation and Key Disclosure Issues
    Securities Regulation Institute, January 23-25 2008, Coronado, CA

  • The SEC's report on the first year of new executive compensation disclosure rules
  • Common mistakes and misperc...
  •     70.00  $49.00  
    Type of Course Issues from the 2008 Proxy Season
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Review of "say on pay" and other key proposals
  • The future of proxy access

    Length: App...
  •     60.00  $29.00  
    Type of Course Modern Investor Relations
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The day-to-day "real world" of public company investor relations
  • Liability for investor contra...
  •     60.00  $29.00  
    Type of Course SEC Division of Corporation Finance: Director's Overview
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Division director John White lays out Corporation Finance's direction for 2008


    Length: Approxim...
  •     30.00  $29.00  
    Type of Course SEC Initiatives: Getting Information to Investors in the 21st Century
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Interactive data:
    -What lawyers need to know
    -Filing using XBRL
  • IDEA (Interactive Data Electroni...
  •     50.00  $49.00  
    Type of Course Selling to Private Equity
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Interaction between management and board
  • Use and misuse of the Special Committee
  • Structu...
  •     60.00  $29.00  
    Type of Course The Changing Dynamic between Strategic and Private Equity Bidders
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Competitiveness of bid process
  • Current risks in the use of cash vs. stock
  • Comparative adv...
  •     60.00  $29.00  
    Type of Course The Delaware Perspective
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

    An exclusive and informal Q&A session with Vice Chancellor Leo E. Strine, Jr. from the Delaware Court ...
        45.00  $29.00  
    Type of Course The Delaware Perspective II
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

    Back by popular demand, Vice Chancellor Strine returns to provide updates on court activities and his...
        60.00  $29.00  
    Type of Course The Impact of International Trends and Developments
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Competitiveness of U.S. markets
  • Offerings on AIM
  • Preparing for the acceptance of IFRS wihtout reconci...
  •     75.00  $49.00  
    Type of Course The SEC in Transition: Change in the Air
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • A roundtable discussion with previous Institute Chairs

    Length: Approximately 90 minutes
    Materials...
  •     60.00  $89.00  
    Type of Course U.S. Capital Market Developments
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Smaller public company initiatives
  • Private offering initiatives
  • PIPES and other financing strategies ...
  •     90.00  $49.00  
    Type of Course Understanding the Credit Crisis and Its Fallout-An Orientation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • A look at the possible root causes of the current credit crisis and their implications for today’s ...
  •     30.00  $29.00  
    Ray Garrett Jr. Corporate and Securities Law Institute
    Type of Course Case Studies Addressing Ethics and Malpractice in Corporate Transactions
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Finding the traps in the transactional practices
  • Identifying and avoiding conflicts of interes...
  •     60.00  $29.00  
    Type of Course Collateral Damage Resulting from the Restatement Process
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Delisting from NASDAQ and NYSE
  • Effect on indentures and bank credit agreements
  • Form S-3 ...
  •     60.00  $29.00  
    Type of Course Counseling the Board on Shareholder Activism
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Activist goals: what's in the best interests of shareholders generally?
  • The tools employed by ...
  •     75.00  $49.00  
    Type of Course Developments in Accounting, Capital Raising, and Disclosure
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The new world of Rule 144
  • Raising capital in a challenging market
  • Accounting issues and p...
  •     60.00  $29.00  
    Type of Course Developments in Enforcement and Class Action Litigation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • 10b-5 developments-Stoneridge and Tellabs
  • Sub-prime debt investigations and litigation
  • Fo...
  •     60.00  $29.00  
    Type of Course Doing Deals in Emerging Markets
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Key issues in M&A and joint ventures
  • Barriers to getting deals done and how to clear them
  •     60.00  $29.00  
    Type of Course Ethical Issues Confronting Transactional Counsel
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Multiple clients in the same auction process
  • Representing the fund and the portfolio company ...
  •     60.00  $29.00  
    Type of Course Impact of Disclosure Rules on Executive Compensation Practice-What Should Companies Do in 2009?
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • SEC comments
  • Revisions to terms of awards
  • Evolving CD&A practices

    Length: Approx...
  •     60.00  $49.00  
    Type of Course Issues from the 2008 Proxy Season
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Review of "say on pay" and other key proposals
  • The future of proxy access

    Length: App...
  •     60.00  $29.00  
    Type of Course M&A 2008-Putting Humpty Dumpty Back Together
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The key deal termination disputes and decisions
  • Impact on deal process and terms
  • Enter th...
  •     75.00  $49.00  
    Type of Course Modern Investor Relations
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • The day-to-day "real world" of public company investor relations
  • Liability for investor contra...
  •     60.00  $29.00  
    Type of Course Practical Implications of the Current Enforcement Environment
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • The Thompson Memorandum revisited
  • The new SEC penalty guidelines
  • Advising and assisting ...
  •     60.00  $29.00  
    Type of Course Selling to Private Equity
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Interaction between management and board
  • Use and misuse of the Special Committee
  • Structu...
  •     60.00  $29.00  
    Type of Course The Changing Dynamic between Strategic and Private Equity Bidders
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • Competitiveness of bid process
  • Current risks in the use of cash vs. stock
  • Comparative adv...
  •     60.00  $29.00  
    Type of Course The Delaware Perspective
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

    An exclusive and informal Q&A session with Vice Chancellor Leo E. Strine, Jr. from the Delaware Court ...
        45.00  $29.00  
    Type of Course The Delaware Perspective II
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

    Back by popular demand, Vice Chancellor Strine returns to provide updates on court activities and his...
        60.00  $29.00  
    Type of Course The Embattled Board Room - Current Issues
    Ray Garrett Jr. Corporate and Securities Law Institute, May 3-4, 2007 - Chicago

  • Majority Voting - An Activist Success Story
  • "Proxy Access" after AFSCME v. AIG
  • Eliminati...
  •     60.00  $29.00  
    SEC Senior Staff Updates
    Type of Course SEC Senior Staff Q&A Workshop-Division of Corporation Finance-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Corporation Finance-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $59.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Enforcement and General Counsel-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $59.00  
    Securities Regulation Institute
    Type of Course Global Capital Market Developments
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Venture financings and public offerings: legal developments and market trends
  • IPOs and the auction pricing...
  •     90.00  $89.00  
    Type of Course How to Work with the SEC Corporation Finance Staff-A "How-To" Session
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • How to respond to comments
  • Communicating with the staff
  • Appealing staff decisions
  • Impact of publ...
  •     45.00  $29.00  
    Type of Course Accounting in the Limelight
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • FAS 157 and the fallout from fair value accounting
  • Contingencies and FAS 5
  • IFRS for U.S. companies: t...
  •     90.00  $89.00  
    Type of Course Changes in Corporate Governance and Board Concerns
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Hedge fund activism/institutional shareholder activism
  • Risk management
  • Shareholder proposals and th...
  •     90.00  $89.00  
    Type of Course Corporate Governance Issues-Shareholder Power
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Shareholder access
  • Dealing with a dissident or hedge fund directors
  • Living with majority voting
  • ...
  •     90.00  $49.00  
    Type of Course Demand for More, Better, Faster Disclosure: Practical Guidance for Public Companies & their Advisors
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Effective use of web sites as disclosure tools: SEC's web site guidance and a web site demonstration
  • Inves...
  •     85.00  $89.00  
    Type of Course Developments in Enforcement and Criminal Investigation
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The FCPA priority
  • Impact of the KPMG decision
  • DOJ policy changes
  • Legislation on government inves...
  •     90.00  $89.00  
    Type of Course Enforcement and Criminal Investigations Executives Under Fire
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Are more corporate executives under individual scrutiny?
  • Factors making criminal prosecutions of executive...
  •     90.00  $49.00  
    Type of Course Ethics: The Tensions, Challenges and Professional Responsibilities of the Lawyer for the Corporation
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Vignette-based look at ethical dilemmas facing corporate attorneys today

    Length: Approximately 90 minu...
  •     90.00  $49.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'08
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     90.00  $49.00  
    Type of Course Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask-'09
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • This popular Q & A session features an expert panel answering questions from securities lawyers and in-house c...
  •     75.00  $75.00  
    Type of Course Executive Compensation and Key Disclosure Issues
    Securities Regulation Institute, January 23-25 2008, Coronado, CA

  • The SEC's report on the first year of new executive compensation disclosure rules
  • Common mistakes and misperc...
  •     70.00  $49.00  
    Type of Course Hedge Funds in the M&A Environment
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

    Hedge Funds as Stockholders
  • Growth of hedge funds as investors
  • Passive vs. active investors (HSR/1...
  •     90.00  $49.00  
    Type of Course It's Tough in the Middle: Navigating CEO-Board Tensions While Avoiding Ethical & Liability Landmines
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Vignette-based look at ethical dilemmas facing corporate attorneys today

    Length: Approximately 90 minu...
  •     90.00  $89.00  
    Type of Course Judicial Developments and Private Litigation
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • "Scheme" liability for behind-the-scenes actors under Rule 10b-5
  • Pleading issues after Tellabs and Dura <...
  •     75.00  $49.00  
    Type of Course Judicial Developments Arising Out of the Market Turmoil and Increased Shareholder Activism
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The Delaware Supreme Court's CA, Inc. decision, on certification from the SEC
  • Other major securit...
  •     90.00  $89.00  
    Type of Course M&A Trends and Developments-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Ramifications of a volatile credit marketplace
  • Private equity transactions and the impact of recent Delawa...
  •     90.00  $49.00  
    Type of Course M&A Trends and Developments-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • The resurgence of strategic acquirers
  • "Bear hugs" and other coercive acquisition tactics
  • The new bree...
  •     90.00  $89.00  
    Type of Course SEC Division of Corporation Finance: Director's Overview
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Division director John White lays out Corporation Finance's direction for 2008


    Length: Approxim...
  •     30.00  $29.00  
    Type of Course SEC Initiatives: Getting Information to Investors in the 21st Century
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Interactive data:
    -What lawyers need to know
    -Filing using XBRL
  • IDEA (Interactive Data Electroni...
  •     50.00  $49.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Corporation Finance-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Corporation Finance-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $59.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Enforcement and General Counsel-2008
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $29.00  
    Type of Course SEC Senior Staff Q&A Workshop-Division of Enforcement and General Counsel-2009
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Question and answer session with Division senior staff, a variety of topics and dicussion points addressed
  •     60.00  $59.00  
    Type of Course Securities Practice in the Current Market Environment
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • Current regulatory environment and market conditions
  • Impact on capital market transactions for non-financi...
  •     90.00  $89.00  
    Type of Course Selected Hot Accounting Topics for Counsel
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Materiality in interium periods
  • Qualitative factors in a materiality analysis
  • Management Guidance and...
  •     55.00  $29.00  
    Type of Course The Impact of International Trends and Developments
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Competitiveness of U.S. markets
  • Offerings on AIM
  • Preparing for the acceptance of IFRS wihtout reconci...
  •     75.00  $49.00  
    Type of Course The SEC in Transition: Change in the Air
    Securities Regulation Institute, January 28-30, 2009, Coronado, CA

  • A roundtable discussion with previous Institute Chairs

    Length: Approximately 90 minutes
    Materials...
  •     60.00  $89.00  
    Type of Course U.S. Capital Market Developments
    Securities Regulation Institute, January 23-25, 2008, Coronado, CA

  • Smaller public company initiatives
  • Private offering initiatives
  • PIPES and other financing strategies ...
  •     90.00  $49.00  
    Type of Course Understanding the Credit Crisis and Its Fallout-An Orientation
    Ray Garrett Jr. Corporate and Securities Law Institute, May 1-2, 2008, Chicago

  • A look at the possible root causes of the current credit crisis and their implications for today’s ...
  •     30.00  $29.00  

    Help

    You may only use Windows Internet Explorer 6 or better as your web browser to successfully complete the seminar.

    A 56K modem or high-speed line is recommended in order to view video courses. Please note - if you have a 56K modem you may experience some delays while the information is being buffered.

    Click on the purchase icon to order a course.

    There are two types of courses offered — Audio and Video. You will see the symbol for the type of course near the course name.

    The status of the course depends on whether you have purchased the course. Once you have purchased the course and until you have finished all the segments, the course is in session.

    Certain options are available to you once you have completed the course. You may also enter questions or comments into the bulletin board for the course moderator and other peers to read.

    There may be a course end date displayed. This is the last day the course will be offered. After that date the course will no longer be available. Please be sure to have completed all course segments, read all online materials and printed your certificate before the course end date, as you will not be able to access the course.

    Please complete all segments and print your certificate of attendance before the deactivation date. The course will no longer be available after that date.
    Copyright 2001 Education Over the Net. All Rights Reserved | Powered by EON!